Oxford Lane Capital Corp.

Team

Jonathan H. Cohen - Board Member and Chief Executive Officer

Mr. Cohen is the Chief Executive Officer of Oxford Lane Capital Corp. and is also the Chief Executive Officer of TICC Capital Corp. (NasdaqGS: TICC). Previously, Mr. Cohen managed technology research groups at Wit SoundView, Merrill Lynch & Co., UBS Securities and Salomon Smith Barney. Mr. Cohen has more than 15 years of experience in technology-related equity research and was named to the Institutional Investor "All-American" research team in 1996, 1997 and 1998. Mr. Cohen received a Bachelor of Arts degree in Economics from Connecticut College and an M.B.A. from Columbia University.

 
Saul B. Rosenthal - Board Member and President

Mr. Rosenthal is the President of Oxford Lane Capital Corp. and is also the President of TICC Capital Corp (NasdaqGS: TICC). Previously, Mr. Rosenthal was an attorney at the law firm of Shearman & Sterling LLP. Mr. Rosenthal is a board member of Oxford Lane Capital Corp., LiftForward, Inc., the National Museum of Mathematics, and YPO New York City. He received a Bachelor of Science degree magna cum laude from the Wharton School of the University of Pennsylvania, a J.D. from Columbia University Law School, where he was a Harlan Fiske Stone Scholar, and a LL.M. (Taxation) from New York University School of Law.

 
Bruce L. Rubin - Chief Financial Officer

Mr. Rubin is Chief Financial Officer of Oxford Lane Capital Corp. and hold the same position at TICC Capital Corp. (NasdaqGS: TICC). He is the former Assistant Treasurer & Director of Financial Planning of the New York Mercantile Exchange, Inc., the largest physical commodities futures exchange in the world and has extensive experience with Sarbanes-Oxley, treasury operations and SEC reporting requirements. From 1989 to 1995, Mr. Rubin was a manager in financial operations for the American Stock Exchange, where he was primarily responsible for budgeting matters. Mr. Rubin began his career in commercial banking as an auditor primarily of the commercial lending and municipal bond dealer areas. Mr. Rubin received his BBA in Accounting from Hofstra University where he also obtained his Masters of Business Administration in Finance.

Jonathan H. Cohen - Board Member and Chief Executive Officer

Mr. Cohen is the Chief Executive Officer of Oxford Lane Capital Corp. and is also the Chief Executive Officer of TICC Capital Corp. (NasdaqGS: TICC). Previously, Mr. Cohen managed technology research groups at Wit SoundView, Merrill Lynch & Co., UBS Securities and Salomon Smith Barney. Mr. Cohen has more than 15 years of experience in technology-related equity research and was named to the Institutional Investor "All-American" research team in 1996, 1997 and 1998. Mr. Cohen received a Bachelor of Arts degree in Economics from Connecticut College and an M.B.A. from Columbia University.

 
Saul B. Rosenthal - Board Member and President

Mr. Rosenthal is the President of Oxford Lane Capital Corp. and is also the President of TICC Capital Corp (NasdaqGS: TICC). Previously, Mr. Rosenthal was an attorney at the law firm of Shearman & Sterling LLP. Mr. Rosenthal is a board member of Oxford Lane Capital Corp., LiftForward, Inc., the National Museum of Mathematics, and YPO New York City. He received a Bachelor of Science degree magna cum laude from the Wharton School of the University of Pennsylvania, a J.D. from Columbia University Law School, where he was a Harlan Fiske Stone Scholar, and a LL.M. (Taxation) from New York University School of Law.

 
Darryl M. Monasebian - Executive Vice President, Head of Risk and Portfolio Management

Mr. Monasebian is the Executive Vice President, Head of Risk and Portfolio Management, of Oxford Lane Management, LLC, the adviser of Oxford Lane, and holds that same position with TICC Management, LLC, the adviser of TICC Capital Corp. (NasdaqGS: TICC). Previously, Mr. Monasebian was a Director in the Merchant Banking Group at BNP Paribas, and prior to that was a Director at Swiss Bank Corporation and a Senior Account Officer at Citibank. He began his business career at Metropolitan Life Insurance Company as an Investment Analyst in the Corporate Investments Department. Mr. Monasebian has more than 20 years of banking and investment management experience. Mr. Monasebian received a Bachelor of Science degree in Management Science/Operations Research from Case Western Reserve University in 1984 and a Masters of Business Administration from Boston University’s Graduate School of Management in 1986.

 
Debdeep Maji - Senior Managing Director, Portfolio Manager

Mr. Maji is Senior Managing Director, Portfolio Manager of Oxford Lane Management, LLC, the adviser of OXLC, and holds that same position with TICC Management, LLC, the adviser of TICC Capital Corp. (NasdaqGS: TICC). He graduated from the Jerome Fisher Program in Management and Technology at the University of Pennsylvania where he received a Bachelor of Science degree in Economics from the Wharton School (and was designated a Joseph Wharton Scholar) and a Bachelor of Applied Science from the School of Engineering.

 
Kevin P. Yonon - Managing Director, Portfolio Manager

Mr. Yonon is a Managing Director of Oxford Lane Management, LLC, the adviser of OXLC, and holds that same position with TICC Management, LLC, the adviser of TICC Capital Corp. (NasdaqGS: TICC) Previously, Mr. Yonon was an Associate at Deutsche Bank Securities and prior to that he was an Analyst at Blackstone Mezzanine Partners. Before joining Blackstone, he worked as an Analyst at Merrill Lynch in the Mergers & Acquisitions group. Mr. Yonon received a B.S. in Economics with concentrations in Finance and Accounting from the Wharton School at the University of Pennsylvania, where he graduated magna cum laude, and an M.B.A. from the Harvard Business School.

 
Joe Kupka - Senior Vice President

Mr. Kupka is a Senior Vice President of Oxford Lane Management, LLC, the adviser of OXLC, and holds that same position with TICC Management, LLC, the adviser of TICC Capital Corp. (NasdaqGS: TICC). Previously, he worked as a risk analyst for First Equity Card Corporation. He has a BS in Mechanical Engineering from the University of Pennsylvania, where he was the Abel and Bernstein Class of 1945 Scholarship Recipient.

 
Tarun Vanjani - Vice President

Mr. Vanjani is a Vice President of Oxford Lane Management, LLC, the adviser of Oxford Lane, and holds that same position with TICC Management, LLC, the adviser of TICC Capital Corp. (NasdaqGS: TICC). Previously, Mr. Vanjani was an Assistant Vice President at the Royal Bank of Scotland and an Associate at RBC Capital Markets, and held R&D related roles at GlaxoSmithKline Pharmaceuticals. Mr. Vanjani received a B.S. in Cellular & Molecular Biology from the University of Michigan, an M.B.A. from Columbia Business School, and studied at the London School of Economics.

 
Hooman Banafsheha - Vice President

Mr. Banafsheha is a Vice President of Oxford Lane Management, LLC, the adviser of OXLC, and holds that same position with TICC Management, LLC, the adviser of TICC Capital Corp. (NasdaqGS: TICC). Previously, Mr. Banafsheha was a Vice President in the Finance division of Goldman Sachs. Prior to joining Goldman Sachs, he was a Senior Consultant at Deloitte. Mr. Banafsheha received a B.S. in Business Administration with a concentration in Finance from the State University of New York, University at Albany, where he graduated magna cum laude. Mr. Banafsheha has also attained the Charted Alternative Investment Analyst (CAIA) designation.

 
Mark Shohet - Senior Associate

Mr. Shohet is a Senior Associate of Oxford Lane Management, LLC, the adviser of OXLC, and holds that same position with TICC Management, LLC, the adviser of TICC Capital Corp. (NasdaqGS: TICC). Previously, Mr. Shohet was a Manager in the Structured Finance Transactions group at Ernst and Young. Mr. Shohet received a B.S. in Finance and Accounting from the Robert H. Smith School of Business at the University of Maryland, where he graduated magna cum laude, and an M.B.A. from Columbia Business School. Mr. Shohet is also a CFA Charterholder.

 
Jeff Boccuzzi - Senior Associate

Mr. Boccuzzi is a Senior Associate for Oxford Lane Management, LLC, the adviser of Oxford Lane and holds that same position with TICC Management, LLC, the adviser of TICC Capital Corp. (NasdaqGS: TICC). Previously, Mr. Boccuzzi was a Manager in the Middle Office Operations group at AIG Asset Management. He received a B.S. in Business Management from the University of Connecticut and is a Level III Chartered Financial Analyst (CFA) Candidate.

 
John A. Grib - Middle Office Analyst

Mr. Grib is a Middle Office Analyst for Oxford Lane Management, LLC, the adviser of Oxford Lane Capital Corp. and holds the same position with TICC Management, LLC, the adviser of TICC Capital Corp. (NasdaqGS: TICC). Previously, Mr. Grib served as an Analyst for the Global Capital Markets team at BNP Paribas as well as the Institutional Securities Group at Morgan Stanley. He received a B.S. in Finance & Real Estate from Syracuse University.

 
Bruce L. Rubin - Chief Financial Officer

Mr. Rubin is Chief Financial Officer of Oxford Lane Capital Corp. and holds the same position at TICC Capital Corp. (NasdaqGS: TICC). He is the former Assistant Treasurer & Director of Financial Planning of the New York Mercantile Exchange, Inc., the largest physical commodities futures exchange in the world and has extensive experience with Sarbanes-Oxley, treasury operations and SEC reporting requirements. From 1989 to 1995, Mr. Rubin was a manager in financial operations for the American Stock Exchange, where he was primarily responsible for budgeting matters. Mr. Rubin began his career in commercial banking as an auditor primarily of the commercial lending and municipal bond dealer areas. Mr. Rubin received his BBA in Accounting from Hofstra University where he also obtained his Masters of Business Administration in Finance.

 
Vincent Gurrera - Assistant Controller and Vice President

Mr. Gurrera is the Assistant Controller and Vice President at Oxford Lane Capital Corp. and holds the same position at TICC Capital Corp. (NasdaqGS: TICC). He was formerly an Accountant at Ellington Management Group, LLC, a hedge fund specializing in asset-backed securities. From 2002 to 2006, Mr. Gurrera was a Senior Auditor at Ernst & Young LLP focusing on hedge funds, broker dealers and private equity institutions. Mr. Gurrera received his BBA in Accounting from the Hagan School of Business at Iona College and is a licensed Certified Public Accountant in the State of New York

 
Michael Testa - Assistant Controller

Mr. Testa is the Assistant Controller at Oxford Lane Capital Corp. and holds the same position at TICC Capital Corp (NasdaqGS: TICC). Prior to joining OXLC, Mr. Testa worked at Ernst & Young LLP’s New York and Zurich offices, focusing on global asset managers, hedge funds, private equity institutions and registered investment companies. Mr. Testa received his BBA in Accounting from the Hagan School of Business at Iona College and is a licensed Certified Public Accountant in the State of New York and New Jersey.

 
Eli Smoroda - Senior Accounting Manager

Mr. Smoroda is a Senior Accounting Manager of Oxford Lane Capital Corp. and holds the same position at TICC Capital Corp. (NasdaqGS: TICC). Previously, he worked as a Senior Associate in the Assurance Asset Management practice of PricewaterhouseCoopers where he served clients in the alternative investments industry, primarily hedge funds and private equity funds. Mr. Smoroda received his Bachelor of Science in Accounting from Lehigh University. He is a certified public accountant in New York.

 
Christian Contreras - Senior Accountant

Mr. Contreras is a Senior Accountant of Oxford Lane Capital Corp. and holds the same position at TICC Capital Corp. (NasdaqGS: TICC). Prior to joining OXLC, Mr. Contreras worked at PricewaterhouseCoopers within the Alternative Asset Management Assurance group focusing on a diverse set of funds, products, and strategies. He received his Bachelor of Science in Accounting from Bryant University and has completed the required exams for the Certified Public Accountant designation in the state of New York. He is also currently a Level II Chartered Financial Analyst (CFA) candidate.

Mark J. Ashenfelter is a Senior Vice President and General Counsel of Haebler Capital, a private investment company located in Greenwich, CT. Previously, Mr. Ashenfelter was an associate at Cravath, Swaine & Moore and Cadwalader, Wickersham & Taft. He received an LL.M. in taxation from New York University School of Law and a JD magna cum laude from New York Law School, where he was Managing Editor of the Law Review. He received a B.A. cum laude from Harvard University in 1981. He is admitted to the bar in New York.

 
David S. Shin - Board Member

David S. Shin started his career as a CPA in the Corporate Tax Department of KPMG Peat Marwick’s Financial Institutions Group before going to law school. After receiving his J.D. in 1995, he joined the Healthcare Group of Dean Witter Reynolds and was subsequently a member of the Mergers & Acquisitions Group of Merrill Lynch & Co. for six years. Mr. Shin later worked for William Street advisers, LLC, a boutique financial advisery firm affiliated with Saratoga Management Company, before joining the Real Estate & Lodging Group of Citigroup Global Markets. In 2005, Mr. Shin joined Deutsche Bank Securities in their Global Real Estate Investment Banking Group and is presently an asset management professional at Perella Weinberg Partners. Mr. Shin earned his B.S. degree from The Wharton School at the University of Pennsylvania and his J.D. from Columbia Law School.

 
John Reardon - Board Member

John Reardon is the General Manager of Maritime Communications/Land Mobile, LLC. Previously, Mr. Reardon managed telecommunications companies in the mobile voice, data and engineering services markets as CEO and a member of the Board of Directors of Mobex Communications, Inc. from 2001 to 2005. From 1997-2001, he served as General Counsel and Secretary of the Board of Directors of Mobex Communications, Inc. Mr. Reardon began his career in telecom law at the boutique Washington, DC firm of Keller and Heckman, LLP. Mr. Reardon received a Bachelor of Arts degree in Political Science from Boston University, summa cum laude, and earned his J.D. from Columbia Law School. He is admitted to the New York State Bar and the Washington, DC Bar, and is the current president of the Columbia Law School Alumni Association of Washington, DC.

 
Jonathan H. Cohen - Board Member and Chief Executive Officer

Mr. Cohen is the Chief Executive Officer of Oxford Lane Capital Corp. and is also the Chief Executive Officer of TICC Capital Corp. (NasdaqGS: TICC). Previously, Mr. Cohen managed technology research groups at Wit SoundView, Merrill Lynch & Co., UBS Securities and Salomon Smith Barney. Mr. Cohen has more than 15 years of experience in technology-related equity research and was named to the Institutional Investor "All-American" research team in 1996, 1997 and 1998. Mr. Cohen received a Bachelor of Arts degree in Economics from Connecticut College and an M.B.A. from Columbia University.

 
Saul B. Rosenthal - Board Member and President

Mr. Rosenthal is the President of Oxford Lane Capital Corp. and is also the President of TICC Capital Corp (NasdaqGS: TICC). Previously, Mr. Rosenthal was an attorney at the law firm of Shearman & Sterling LLP. Mr. Rosenthal is a board member of Oxford Lane Capital Corp., LiftForward, Inc., the National Museum of Mathematics, and YPO New York City. He received a Bachelor of Science degree magna cum laude from the Wharton School of the University of Pennsylvania, a J.D. from Columbia University Law School, where he was a Harlan Fiske Stone Scholar, and a LL.M. (Taxation) from New York University School of Law.